Proceeding Number		Date		Title
C01040025		12/29/06		Jimmie Lee Griffith
C8A040079		12/18/06		Gregory R. Masceri
C9B040080		12/18/06		Morton Bruce Erenstein
C05030036		8/28/06		Sisung Securities Corporation
C9B040059		8/17/06		Perpetual Securities, Inc., Cathy Y. Huang, and Youwei P. Xu
CMS040069		8/7/06		Nicholas R. Sciascia
CMS030182		8/4/06		Yankee Financial Group, Inc., and Richard F. Kresge
C9B040033		8/3/06		Robert M. Ryerson
CAF030067		7/28/06		Asensio Brokerage Services, Inc. n/k/a Integral Securities, Inc., and Manuel Peter Asensio
C9B040069		7/28/06		Howard Brett Berger
C01040019		5/19/06		Beerbaum & Beerbaum Financial and Insurance Services, Inc., and Hans N. Beerbaum
CAF020048		3/9/06		Donner Corporation International, Jeffrey L. Baclet, Vincent M. Uberti, and Paul A. Runyon
C9B020032		3/2/06		Rooney A. Sahai
C01040010		2/23/06		Patrick Orvil Nugent
C9B030076		2/21/06		Raghavan Sathianathan