Proceeding Number		Date		Title
2007009403801		12/28/11		Stephen W. Wilson
2005001988201		12/20/11		Mark B. Beloyan and Tradespot Markets, Inc.
2005003610701		10/20/11		William J. Murphy, Carl M. Birkelbach, and Birkelbach Investment Securities, Inc.
2007009981201		10/4/11		Robert D. Tucker
2006005977901		10/3/11		Kale E. Evans
20070094468		8/5/11		Dirk Allen Taylor
2005000324301		7/28/11		Jerry William Burch
200801201960		7/21/11		Rebecca Amy Reichman
2007011937001		5/13/11		Howard Braff
2005003437102		5/6/11		Michael Lee Bullock
2005000075703		3/3/11		Midas Securities, LLC, World Trade Financial Corporation, Jason Troy Adams, Frank Edward Brickell, Jay S. Lee, and Rodney Preston Michel
20070094345,20070111775		2/24/11		John E. Mullins and Kathleen M. Mullins
2007009082902		1/7/11		Richard A. Neaton