2011 National Adjudicatory Council Disciplinary Decisions

Proceeding Number   Date   Title
2007009403801   12/28/11   Stephen W. Wilson  
2005001988201   12/20/11   Mark B. Beloyan and Tradespot Markets, Inc.  
2005003610701   10/20/11   William J. Murphy, Carl M. Birkelbach, and Birkelbach Investment Securities, Inc.  
2007009981201   10/4/11   Robert D. Tucker  
2006005977901   10/3/11   Kale E. Evans  
20070094468   8/5/11   Dirk Allen Taylor  
2005000324301   7/28/11   Jerry William Burch  
200801201960   7/21/11   Rebecca Amy Reichman  
2007011937001   5/13/11   Howard Braff  
2005003437102   5/6/11   Michael Lee Bullock  
2005000075703   3/3/11   Midas Securities, LLC, World Trade Financial Corporation, Jason Troy Adams, Frank Edward Brickell, Jay S. Lee, and Rodney Preston Michel  
20070094345,20070111775   2/24/11   John E. Mullins and Kathleen M. Mullins  
2007009082902   1/7/11   Richard A. Neaton