2012 National Adjudicatory Council Disciplinary Decisions

Proceeding Number   Date   Title
2009018068701   12/18/12   Harry W. Hunt  
2008011701203   12/12/12   Daniel James Gallagher  
2010023719601   12/10/12   Chad A. McCartney  
2007008239001   9/26/12   ACAP Financial Inc. and Gary Hume  
2010021916601   9/20/12   Joseph S. Amundsen  
2007007792902   9/14/12   Edward S. Brokaw  
2006005786501   8/1/12   Joseph A. Padilla and Andrea M. Ritchie(f/k/a Andrea M. Bruno)  
2008015105601   7/26/12   Nolan Wayne Moore  
2007007151101   5/2/12   Merrimac Corporate Securities, Inc.  
2006004122402   5/1/12   Hedge Fund Capital Partners, LLC and Howard G. Jahre  
2008012137601   3/7/12   Gregory Richard Imbruce  
20060051788-01   3/2/12   Harrison A. Hatzis  
2007011489301   2/24/12   Ryan A. Leopold  
2006005259801   2/21/12   John Joseph Plunkett