2012 National Adjudicatory Council Disciplinary Decisions
| Proceeding Number | Date | Title | |||
| 2009018068701 | 12/18/12 | Harry W. Hunt | |||
| 2008011701203 | 12/12/12 | Daniel James Gallagher | |||
| 2010023719601 | 12/10/12 | Chad A. McCartney | |||
| 2007008239001 | 9/26/12 | ACAP Financial Inc. and Gary Hume | |||
| 2010021916601 | 9/20/12 | Joseph S. Amundsen | |||
| 2007007792902 | 9/14/12 | Edward S. Brokaw | |||
| 2006005786501 | 8/1/12 | Joseph A. Padilla and Andrea M. Ritchie(f/k/a Andrea M. Bruno) | |||
| 2008015105601 | 7/26/12 | Nolan Wayne Moore | |||
| 2007007151101 | 5/2/12 | Merrimac Corporate Securities, Inc. | |||
| 2006004122402 | 5/1/12 | Hedge Fund Capital Partners, LLC and Howard G. Jahre | |||
| 2008012137601 | 3/7/12 | Gregory Richard Imbruce | |||
| 20060051788-01 | 3/2/12 | Harrison A. Hatzis | |||
| 2007011489301 | 2/24/12 | Ryan A. Leopold | |||
| 2006005259801 | 2/21/12 | John Joseph Plunkett |