2012 National Adjudicatory Council Disciplinary Decisions

Proceeding Number   Date   Title
2007007151101   5/2/12   Merrimac Corporate Securities, Inc.  
2006004122402   5/1/12   Hedge Fund Capital Partners, LLC and Howard G. Jahre  
2008012137601   3/7/12   Gregory Richard Imbruce  
20060051788-01   3/2/12   Harrison A. Hatzis  
2007011489301   2/24/12   Ryan A. Leopold  
2006005259801   2/21/12   John Joseph Plunkett