2012 National Adjudicatory Council Disciplinary Decisions
| Proceeding Number | Date | Title | |||
| 2007007151101 | 5/2/12 | Merrimac Corporate Securities, Inc. | |||
| 2006004122402 | 5/1/12 | Hedge Fund Capital Partners, LLC and Howard G. Jahre | |||
| 2008012137601 | 3/7/12 | Gregory Richard Imbruce | |||
| 20060051788-01 | 3/2/12 | Harrison A. Hatzis | |||
| 2007011489301 | 2/24/12 | Ryan A. Leopold | |||
| 2006005259801 | 2/21/12 | John Joseph Plunkett |