2013 National Adjudicatory Council Disciplinary Decisions

Proceeding Number   Date   Title
2009018771602   12/31/13   Robert H. Watkins  
2009016764901   12/31/13   Robert Durant Tucker  
20070082049   12/26/13   Robert Marcus Lane and Jeffrey G. Lane  
2006005259801   12/18/13   John Joseph Plunkett  
2008016437801   12/17/13   Hugh Vincent Murray III  
2008011762801   10/2/13   Mitchell H. Fillet  
2007010902501   10/1/13   Jeffrey B. Pierce  
20060053785-02   7/25/13   Robert N. Drake  
2008015934801   4/26/13   Alan Jay Davidofsky  
2009019369302   4/24/13   Jeff Ng  
2009017439601   3/4/13   Timothy Joseph Golonka  
2007010158001   2/25/13   CapWest Securities, Inc.  
2006005318801   2/22/13   Kent M. Houston  
2008014621701   2/19/13   Thomas Weisel Partners, LLC and Stephen H. Brinck, Jr.  
2007010580702   2/15/13   Dennis Thomas Palmeri, Jr.