2013 National Adjudicatory Council Disciplinary Decisions
| Proceeding Number | Date | Title | |||
| 2008015934801 | 4/26/13 | Alan Jay Davidofsky | |||
| 2009019369302 | 4/24/13 | Jeff Ng | |||
| 2009017439601 | 3/4/13 | Timothy Joseph Golonka | |||
| 2007010158001 | 2/25/13 | CapWest Securities, Inc. | |||
| 2006005318801 | 2/22/13 | Kent M. Houston | |||
| 2008014621701 | 2/19/13 | Thomas Weisel Partners, LLC and Stephen H. Brinck, Jr. | |||
| 2007010580702 | 2/15/13 | Dennis Thomas Palmeri, Jr. | |||