2013 National Adjudicatory Council Disciplinary Decisions

Proceeding Number   Date   Title
2008015934801   4/26/13   Alan Jay Davidofsky  
2009019369302   4/24/13   Jeff Ng  
2009017439601   3/4/13   Timothy Joseph Golonka  
2007010158001   2/25/13   CapWest Securities, Inc.  
2006005318801   2/22/13   Kent M. Houston  
2008014621701   2/19/13   Thomas Weisel Partners, LLC and Stephen H. Brinck, Jr.  
2007010580702   2/15/13   Dennis Thomas Palmeri, Jr.