2014 Board and National Adjudicatory Council Disciplinary Decisions

Proceeding Number   Date   Title
20080127674 & 20080133768   8/1/14   Angelo Xagoraris  
2011027007901   7/25/14   Shashishekhar Doni  
2010021303301   7/21/14   North Woodward Financial Corp. and Douglas A. Troszak  
2009019837302   7/18/14   Blair C. Mielke and Frederick W. Shultz  
2010023724601   6/3/14   David Kristian Evansen  
2010021621201   5/20/14   Michael Pino  
2011025674101   5/14/14   Shlomi S. Eplboim  
2010023349601   5/9/14   Denise M. Olson  
2008012925001   5/2/14   The Dratel Group, Inc. and William M. Dratel  
2011029760201   4/24/14   Charles Schwab & Company, Inc.  
2009017527501   3/5/14   Steven R. Tomlinson  
2011025643201   2/25/14   Ronald E. Walblay  
2011029152401   2/21/14   William Bruce Smith  
2009018076101   2/20/14   Blair A. West