1999 OHO Disciplinary Decisions

Proceeding Number   Date
C10970145   12/10/99   Hearing Panel Decision in Department of Enforcement v. Monitor Investment Group, Ltd., Michael Galasso, Jr., Emmanuel Gennuso, Patrick Giglio, and Steven Goldstein  
CAF980013   12/2/99   Hearing Panel Decision in Department of Enforcement v. Herman Epstein  
C11970032   12/1/99   Hearing Panel Decision in Department of Enforcement v. Daniel Richard Howard  
C10990058   11/22/99   Hearing Panel Decision in Department of Enforcement v. Phillip J. Milligan  
C8A990017   11/19/99   Hearing Panel Decision in Department of Enforcement v. David L. Foran  
C07990013   10/18/99   Hearing Panel Decision in Department of Enforcement v. Alberto E. Argomaniz  
C3A980077   9/17/99   Hearing Panel Decision in Department of Enforcement v. Richard F. Dambakly  
C02980073   9/1/99   Hearing Panel Decision in Department of Enforcement v. McLaughlin, Piven, Vogel Securities, Inc. and James Cecil McLaughlin  
CAF980005   8/18/99   Hearing Panel Decision in Department of Enforcement v. VTR Capital, Inc., Edward J. McCune, Howard R. Perles, and Laurence M. Geller  
C02980051   7/6/99   Hearing Panel Decision in Department of Enforcement v. Gordon Kerr  
CAF980022   6/25/99   Hearing Panel Decision in Department of Enforcement v. Coleman & Company Securities, Inc. and Aaron J. Yorke, IV  
CAF970011   6/18/99   Hearing Panel Decision in Department of Enforcement v. Monroe Parker Securities, Inc.  
C10980070   6/18/99   Hearing Panel Decision in Department of Enforcement v. John J. Lee  
C3A980069   5/21/99   Amended Hearing Panel Decision in Department of Enforcement v. Michael A. Usher  
C02980070   4/28/99   Hearing Panel Decision in Department of Enforcement v. Frederick D. Smith  
C07980077   4/9/99   Hearing Panel Decision in Department of Enforcement v. Pier Luccarelli  
C07980077   4/9/99   Hearing Panel Decision in Department of Enforcement v. Pier Luccarelli  
CAF980025   3/15/99   Hearing Panel Decision in Department of Enforcement v. Richard Stephen Levitov; Hearing Panel Decision in Department of Enforcement v. Ralph Joseph Angeline  
CAF970002   2/17/99   Hearing Panel Decision in Department of Enforcement v. Robert J. Rosato  
C04980035   1/27/99   Hearing Panel Decision in Department of Enforcement v. Robert Lee Davis, Jr.  
C9A980020   1/20/99   Hearing Panel Decision in Department of Enforcement v. Sturdivant & Company, Inc., Harvey R. deKrafft, and Albert A. Sturdivant