Proceeding Number		Date
C10970145		12/10/99		Hearing Panel Decision in Department of Enforcement v. Monitor Investment Group, Ltd., Michael Galasso, Jr., Emmanuel Gennuso, Patrick Giglio, and Steven Goldstein
CAF980013		12/2/99		Hearing Panel Decision in Department of Enforcement v. Herman Epstein
C11970032		12/1/99		Hearing Panel Decision in Department of Enforcement v. Daniel Richard Howard
C10990058		11/22/99		Hearing Panel Decision in Department of Enforcement v. Phillip J. Milligan
C8A990017		11/19/99		Hearing Panel Decision in Department of Enforcement v. David L. Foran
C07990013		10/18/99		Hearing Panel Decision in Department of Enforcement v. Alberto E. Argomaniz
C3A980077		9/17/99		Hearing Panel Decision in Department of Enforcement v. Richard F. Dambakly
C02980073		9/1/99		Hearing Panel Decision in Department of Enforcement v. McLaughlin, Piven, Vogel Securities, Inc. and James Cecil McLaughlin
CAF980005		8/18/99		Hearing Panel Decision in Department of Enforcement v. VTR Capital, Inc., Edward J. McCune, Howard R. Perles, and Laurence M. Geller
C02980051		7/6/99		Hearing Panel Decision in Department of Enforcement v. Gordon Kerr
CAF980022		6/25/99		Hearing Panel Decision in Department of Enforcement v. Coleman & Company Securities, Inc. and Aaron J. Yorke, IV
C10980070		6/18/99		Hearing Panel Decision in Department of Enforcement v. John J. Lee
CAF970011		6/18/99		Hearing Panel Decision in Department of Enforcement v. Monroe Parker Securities, Inc.
C3A980069		5/21/99		Amended Hearing Panel Decision in Department of Enforcement v. Michael A. Usher
C02980070		4/28/99		Hearing Panel Decision in Department of Enforcement v. Frederick D. Smith
C07980077		4/9/99		Hearing Panel Decision in Department of Enforcement v. Pier Luccarelli
C07980077		4/9/99		Hearing Panel Decision in Department of Enforcement v. Pier Luccarelli
CAF980025		3/15/99		Hearing Panel Decision in Department of Enforcement v. Richard Stephen Levitov; Hearing Panel Decision in Department of Enforcement v. Ralph Joseph Angeline
CAF970002		2/17/99		Hearing Panel Decision in Department of Enforcement v. Robert J. Rosato
C04980035		1/27/99		Hearing Panel Decision in Department of Enforcement v. Robert Lee Davis, Jr.
C9A980020		1/20/99		Hearing Panel Decision in Department of Enforcement v. Sturdivant & Company, Inc., Harvey R. deKrafft, and Albert A. Sturdivant