Proceeding Number		Date
C9B000007		12/27/00		Hearing Panel Decision in Department of Enforcement v. Frank Anthony Cardia, Jr. and Robert Daniel Louis
CAF980002		12/6/00		Hearing Panel Decision as to Respondents John Fiero and Fiero Brothers, Inc.
C05990035		11/6/00		Hearing Panel Decision on Remand in Department of Enforcement v. John Lawson Greer, III
C10990121		10/20/00		Hearing Panel Decision on Remand in Department of Enforcement v. Nelson C. Onyejiaka
C3A990031		10/3/00		Hearing Panel Decision on Remand in Department of Enforcement v. Charles W. Testino
C8A990081		9/25/00		Hearing Panel Decision in Department of Enforcement v. James B. Chase
CAF990018		9/13/00		Hearing Panel Decision in Department of Enforcement v. Premier Capital Management, Bryan James O'Leary, and Ryan Mark Reynolds
C05000002		9/5/00		Hearing Panel Decision in Department of Enforcement v. Richard A. Frondorf
C05990026		9/5/00		Hearing Panel Decision in Department of Enforcement v. Christopher M. Block, Jeffrey S. Burke, and Jennifer L. Gonzalez
C02990022		8/28/00		Hearing Panel Decision in Department of Enforcement v. Joseph Gaetano Gerace
C05990019		8/22/00		Hearing Panel Decision in Department of Enforcement v. Gerard J. D'Amaro
C05990019		8/22/00		Order Granting Partial Summary Disposition In Favor Of The Department Of Enforcement And Continuing This Proceeding For Hearing On Sanctions
C8A980097		7/28/00		Hearing Panel Decision in Department of Enforcement v. Adam Galas, David, H. Shapiro, John J. Flynn, Protective Group Securities Corporation, and Michael F. Flannigan
C02990052		6/27/00		Hearing Panel Decision in Department of Enforcement v. Shailesh B. Patel
C10990121		6/23/00		Majority Hearing Panel Decision in Department of Enforcement v. Nelson C. Onyejiaka - Dissent Attached
C8A990025		6/13/00		Hearing Panel Decision in Department of Enforcement v. Timothy James Fergus, Frank Thomas Devine, and Richard Alan Blake
C10990172		6/12/00		Hearing Panel Decision in Department of Enforcement v. John L. Bauer
C07990033		6/8/00		Hearing Panel Decision in Department of Enforcement v. Len K. Furman
C9A990007		6/6/00		Hearing Panel Decision in Department of Enforcement v. Daniel D. Manoff
C05990034		6/5/00		Hearing Panel Decision in Department of Enforcement v. Charles Douglas Gulley, Jr.
C8A990032		4/24/00		Hearing Panel Decision in Department of Enforcement v. Marcus K. Hughes and Christopher Aden
C10970176		3/28/00		Hearing Panel Decision in Department of Enforcement v. SFI Investments, Inc., Kevin M. Smith, and Jeffrey B. Bronfman
C10990014		3/20/00		Hearing Panel Decision in Department of Enforcement v. Stephen Earl Prout
C02980085		3/10/00		Hearing Panel Decision in Department of Enforcement v. Robert Tretiak
C3A990031		3/9/00		Hearing Panel Decision in Department of Enforcement v. Charles W. Testino
C02990042		3/6/00		Hearing Panel Decision in Department of Enforcement v. Robert Tretiak
C8B990036		3/6/00		Hearing Panel Decision in Department of Enforcement v. Samuel Wereb
C10990024		2/17/00		Hearing Panel Decision in Department of Enforcement v. Averell Golub
C02980024		2/16/00		Hearing Panel Decision in Department of Enforcement v. Robert Joseph Kernweis, William Pohn Willis, Arnold Hinsdale Kraus, and Keith Allen Dieterich
C02990034		2/8/00		Hearing Panel Decision in Department of Enforcement v. I.C. Rideau, Lyons, & Co., Inc., Lamar A. Lyons, Sr., and Joyce A. Green
C02990017		1/13/00		Hearing Panel Decision in Department of Enforcement v. Dennis Frank Riggi
C3A990050		1/13/00		Hearing Panel Decision in Department of Enforcement v. Jim Newcomb