Office of Hearing Officers Decisions & Proceedings
OHO Disciplinary Decisions
Hearing Panel Decision in Department of Enforcement v. U.S. Rica Financial, Inc. and Vinh Huu Nguyen
Decision Number C01000003
January 3, 2001
This decision has been appealed.
©2015 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.