2002 OHO Disciplinary Decisions

Proceeding Number   Date
C3B010016   12/30/02   Hearing Panel Decision in Department of Enforcement v. Magellan Securities, Inc. and Terry M. Laymon  
C10000122   12/20/02   Hearing Panel Decision in Department of Enforcement v. Vincent J. Puma  
C3A020013   12/20/02   Hearing Panel Decision in Department of Enforcement v. Joseph J. Vastano, Jr.  
C04020006   12/13/02   Hearing Panel Decision in Department of Enforcement v. Curtis W. Triggs, Jr.  
C02020014   12/13/02   Hearing Panel Decision in Department of Enforcement v. Young Min Kim  
C3A020020   11/6/02   Hearing Panel Decision in Department of Enforcement v. Stephanie Ann Dixon  
C01010009   11/5/02   Hearing Panel Decision in Department of Enforcement v. Chris Dinh Hartley  
C01010018   10/7/02   Hearing Panel Decision in Department of Enforcement v. Brendan Conley Walsh  
C01020003   9/24/02   Hearing Panel Decision in Department of Enforcement v. Martin Herbert Meckler  
C9B020016   9/17/02   Hearing Panel Decision in Department of Enforcement v. Michael K. Kalmaer  
C06010025   9/13/02   Hearing Panel Decision in Department of Enforcement v. Arlie R. Horn, Jr. and Lindsay A. Byrum  
C02010041   9/5/02   Hearing Panel Decision in Department of Enforcement v. Anthony H. Barkate  
C01010017   8/13/02   Hearing Panel Decision in Department of Enforcement v. James Richard Wamsley  
C07010100   8/13/02   Hearing Panel Decision in Department of Enforcement v. David William Haburjak  
C8A010048   8/5/02   Hearing Panel Decision in Department of Enforcement v. Christian W. Baker  
C01000003   7/9/02   Hearing Panel Decision in Department of Enforcement v. U.S. Rica Financial, Inc. and Vinh Huu Nguyen  
C9B010041   7/9/02   Hearing Panel Decision in Department of Enforcement v. James B. Moran  
C07010091   7/8/02   Hearing Panel Decision in Department of Enforcement v. Luis G. Sarmiento  
C8A010060   6/12/02   Hearing Panel Decision in Department of Enforcement v. Ellen M. Aleshire  
C07010084   5/31/02   Hearing Panel Decision in Department of Enforcement v. Forrest G. Harris  
C07010095   5/6/02   Hearing Panel Decision in Department of Enforcement v. Patrick H. Smith  
CAF010009   5/3/02   Hearing Panel Decision in Department of Enforcement v. Dane Stephen Faber  
C8A010063   3/26/02   Hearing Panel Decision in Department of Enforcement v. Bobby R. Turner, Jr.  
C05010033   3/25/02   Hearing Panel Decision in Department of Enforcement v. Michael G. Grimes  
C05010017   3/4/02   Hearing Panel Decision in Department of Enforcement v. James S. Davenport