2005 OHO Disciplinary Decisions

Proceeding Number   Date
C8A050027   12/30/05   Hearing Panel Decision in Department of Enforcement vs. Marylan Taylor  
C06040027   12/29/05   Hearing Panel Decision in Department of Enforcement vs. Sterling Scott Lee & Dennis Todd Lloyd Gordon  
CAF040084   12/21/05   Hearing Panel Decision in Department of Enforcement vs. Christopher W. Black  
C9B040080   12/15/05   Hearing Panel Decision in Department of Enforcement vs. Morton Bruce Erenstein  
C3A050003   12/7/05   Hearing Panel Decision in Department of Enforcement vs. Kenneth Christopher Shelley  
C9B050011   11/29/05   Hearing Panel Decision in Department of Enforcement vs. Charles J. Cuozzo, Jr.  
C02040044   11/9/05   Hearing Panel Decision in Department of Enforcement vs. Douglas A. Rauh  
C8A040091   11/9/05   Hearing Panel Decision in Department of Enforcement vs. Joyce English  
C9B040098   10/31/05   Hearing Panel Decision in Department of Enforcement vs. Scott Epstein  
C06030035   10/12/05   Hearing Panel Decision in Department of Enforcement vs. Doyle Mark White  
C3A040001   9/27/05   Hearing Panel Decision in Department of Enforcement vs. Charles A. DaCruz & Thomas J. Linda  
C01040025   9/7/05   Hearing Panel Decision in Department of Enforcement vs. Jimmie Lee Griffith  
C01040029   9/7/05   Hearing Panel Decision in Department of Enforcement vs. Thomas James Carr  
CMS040094   8/30/05   Hearing Panel Decision in Department of Enforcement vs. Florida Discount Securities, Inc.  
C02050006   8/8/05   Hearing Panel Decision in Department of Enforcement vs. Malvinder Sonny Matharu  
C3A040023   8/5/05   Hearing Panel Decision in Department of Enforcement vs. John M. Meyers, Brian C. Klein & Israel E. Lozada  
C8A030071   7/29/05   Hearing Panel Decision in Department of Enforcement vs. Northwestern Mutual Investment Services, LLC, Diane B. Horn & Respondent 3  
C3A040030   7/18/05   Hearing Panel Decision in Department of Enforcement vs. Michael Fantetti  
C8A040079   7/8/05   Hearing Panel Decision in Department of Enforcement vs. Gregory R. Masceri  
C07040086   7/7/05   Hearing Panel Decision in Department of Enforcement vs. Brad D. Wilson  
C8A040082   6/8/05   Hearing Panel Decision in Department of Enforcement vs. Samuel J. Trigillo  
C9B040093   6/3/05   Hearing Panel Decision in Department of Enforcement vs. Joel E. Moskowitz  
C9A040024   5/24/05   Hearing Panel Decision in Department of Enforcement vs. Charles C. Fawcett, IV  
C3A030050   5/11/05   Hearing Panel Decision in Department of Enforcement vs. Roger P. May  
C01040019   4/18/05   Hearing Panel Decision in Department of Enforcement vs. Beerbaum & Beerbaum Financial and Insurance Services, Inc.  
CAF040025   4/15/05   Hearing Panel Decision in Department of Enforcement vs. Steven C. Kirsch  
C9B040069   3/23/05   Hearing Panel Decision in Department of Enforcement vs. Howard Brett Berger  
C9B040036   3/15/05   Hearing Panel Decision in Department of Enforcement vs. Respondent 1 and Michael Blaise Doherty  
C10030095   3/14/05   Hearing Panel Decision in Department of Enforcement vs. John Audifferen  
C9B040074   3/14/05   Hearing Panel Decision in Department of Enforcement vs. Respondent Firm and James C. Ackerman  
C8A030086   2/17/05   Hearing Panel Decision in Department of Enforcement vs. Lance Dahmer  
C07040074   1/25/05   Hearing Panel Decision in Department of Enforcement vs. L.H. Ross & Company, Inc. and Franklyn Ross Michelin  
C9B040033   1/24/05   Hearing Panel Decision in Department of Enforcement vs. Robert M. Ryerson  
CMS040069   1/21/05   Hearing Panel Decision in Department of Enforcement vs. Nicholas R. Sciascia  
C10040025   1/14/05   Hearing Panel Decision in Department of Enforcement vs. John Brigandi  
CAF040056   1/14/05   Hearing Panel Decision in Department of Enforcement vs. L.H. Ross & Company, Inc.  
C9B040013   1/10/05   Hearing Panel Decision in Department of Enforcement vs. Hennion & Walsh, Inc.  
C01040010   1/6/05   Hearing Panel Decision in Department of Enforcement vs. Patrick Orvil Nugent  
CAF030067   1/4/05   Hearing Panel Decision in Department of Enforcement vs. Asensio Brokerage Services, Inc.  
C9A030041   1/3/05   Hearing Panel Decision in Department of Enforcement vs. James M. Coyne, Sr.