2007 OHO Disciplinary Decisions

Proceeding Number   Date
C10040052   12/19/07   Hearing Panel Decision in Department of Enforcement v. Scott Mathis  
E8A2005014902   11/30/07   Hearing Panel Decision in Department of Enforcement v. North Woodward Financial Corp. and Douglas A. Troszak  
EAF0400300001   11/28/07   Hearing Panel Decision in Department of Enforcement v. Kirlin Securities, Inc., Anthony J. Kirincic, David O. Lindner and Andrew J. Israel  
E102004083703   11/16/07   Hearing Panel Decision in Department of Enforcement v. Harvey M. Schwartz  
2006005936701   11/6/07   Hearing Panel Decision in Department of Enforcement v. William D. Mattes, Sr.  
2006004494201   11/6/07   Hearing Panel Decision in Department of Enforcement v. Todd William Cowle  
ELI2004026701   11/1/07   Hearing Panel Decision in Department of Enforcement v. Iftikhar Ul Haq  
C11040006   10/15/07   Hearing Panel Decision in Department of Enforcement v. Justin F. Ficken  
2005001305701   9/27/07   Hearing Panel Decision in Department of Enforcement v. Harvest Capital Investments, LLC and Dennis Cotto  
2006004240301   9/7/07   Hearing Panel Decision in Department of Enforcement v. Trent A. Johnson  
2005001819101   8/14/07   Hearing Panel Decision in Department of Enforcement v. Domestic Securities, Inc.  
E8A20041203102   7/31/07   Hearing Panel Decision in Department of Enforcement v. Michelle M. Mayo  
E8A2002109804   7/27/07   Hearing Panel Decision in Department of Enforcement v. Joseph A. Zaragoza  
E102004083702   7/13/07   Hearing Panel Decision in Department of Enforcement v. John Christopher Correro  
E9A2004048801   7/12/07   Hearing Panel Decision in Department of Enforcement v. Brian J. Kelly  
2005000960801   7/2/07   Hearing Panel Decision in Department of Enforcement v. Mangri Mohini Harlal  
20050025930   6/19/07   Hearing Panel Decision in Department of Enforcement v. Carolyn S. Everhard  
2005000078501   5/25/07   Hearing Panel Decision in Department of Market Regulation v. Mark Allen Borsky  
E8A2003091501   5/18/07   Hearing Panel Decision in Department of Enforcement v. Roy M. Strong  
E9B2002010501   4/24/07   Hearing Panel Decision in Department of Enforcement v. Kevin M. Glodek  
2005000127502   4/24/07   Hearing Panel Decision in Department of Market Regulation v. Steven Richard Jaloza, Neal Anthony Impellizeri, and Michael Raymond Gimeli  
2005002570601   4/20/07   Hearing Panel Decision in Department of Enforcement v. Paul Douglas Paratore  
CLG050021   4/11/07   Hearing Panel Decision in Department of Market Regulation v. John Patrick Leighton and Kenneth D. Pasternak  
2006004493301   4/9/07   Hearing Panel Decision in Department of Enforcement v. Mark S. Ritchey  
E9B2003026301   3/20/07   Hearing Panel Decision in Department of Enforcement v. Timothy Behany, Edward M. VanGrouw, and Carl Martin Trevisan  
CLI050014   2/20/07   Hearing Panel Decision in Department of Enforcement v. Erik Matz