Proceeding Number		Date
2006003825001		12/19/08		Hearing Panel Decision in Department of Enforcement v. Joseph William Hagan
2006003738501		12/18/08		Hearing Panel Decision in Department of Enforcement v. Mission Securities Corporation and Craig M. Biddick
2006005318801		12/17/08		Hearing Panel Decision in Department of Enforcement v. Kent M. Houston
EAF0400630001		12/16/08		Extended Hearing Panel Decision in Department of Enforcement v. Mutual Service Corporation, et al.
2006006192901		12/15/08		Hearing Panel Decision in Department of Enforcement v. Denis William Kraemer, Jr.
2006003834901		12/11/08		Hearing Panel Decision in Department of Moustafa M. Zayed
2007009702901		11/13/08		Hearing Panel Decision in Department of Enforcement v. Edward D. Crary, Jr.
20070094454		10/31/08		Hearing Panel Decision in Department of Enforcement v. Sam Aubrey Foreman, Jr.
2006006890801		10/14/08		Hearing Panel Decision in Department of Enforcement v. CMG Institutional Trading, LLC and Shawn Baldwin
2006003995001		10/1/08		Hearing Panel Decision in Department of Enforcement v. Eddmon Mark Hodge
2007008812801		9/18/08		Hearing Panel Decision in Department of Enforcement v. Avidan Danny Fishman
2006007101701		8/20/08		Hearing Panel Decision in Department of Enforcement v. Flavio G. Varone
2006006705601		8/19/08		Hearing Panel Decision in Department of Enforcement v. John M. E. Saad
2005001729501		8/15/08		Hearing Panel Decision in Department of Enforcement v. Gerald J. Kesner
20070077587		6/20/08		Hearing Panel Decision in Department of Enforcement v. Matthew S. Kaplan
2005001919501		6/18/08		Hearing Panel Decision in Department of Enforcement v. Jennifer Jordan
2006005565401		5/30/08		Hearing Panel Decision in Department of Enforcement v. Michael L. Vines
2005000323905		5/29/08		Hearing Panel Decision in Department of Market Regulation v. Stephen Ira Golden and Richard F. Kresge
E112005002003		5/15/08		Hearing Panel Decision in Department of Enforcement v. StoneGate Partners, LLC and Brian W. Bernier
20060049953-01		5/14/08		Hearing Panel Decision in Department of Enforcement v. Joseph Ricupero
2006004377701		5/2/08		Hearing Panel Decision in Department of Enforcement v. Paul-Bryan Zenke
2005000191701		4/30/08		Hearing Panel Decision in Department of Market Regulation v. Paul M. Giarmoleo
E102003025201		4/23/08		Hearing Panel Decision in Department of Enforcement v. Robert Conway and Kakit Ng
2006004992601		3/18/08		Hearing Panel Decision in Department of Enforcement v. Brent K. Deviney
E0420030634-04		2/21/08		Hearing Panel Decision in Department of Enforcement v. John M. Repine
2006005005301		2/20/08		Hearing Panel Decision in Department of Enforcement v. Shane A. Selewach
E102004083704		2/7/08		Hearing Panel Decision in Department of Enforcement v. Marc Winters
E102004083705		2/7/08		Hearing Panel Decision in Department of Enforcement v. Lisa Ann Tomiko Nouchi
2005001085001		1/10/08		Hearing Panel Decision in Department of Enforcement v. Warren K. Hansen