2008 OHO Disciplinary Decisions

Proceeding Number   Date
2006003825001   12/19/08   Hearing Panel Decision in Department of Enforcement v. Joseph William Hagan  
2006003738501   12/18/08   Hearing Panel Decision in Department of Enforcement v. Mission Securities Corporation and Craig M. Biddick  
2006005318801   12/17/08   Hearing Panel Decision in Department of Enforcement v. Kent M. Houston  
EAF0400630001   12/16/08   Extended Hearing Panel Decision in Department of Enforcement v. Mutual Service Corporation, et al.  
2006006192901   12/15/08   Hearing Panel Decision in Department of Enforcement v. Denis William Kraemer, Jr.  
2006003834901   12/11/08   Hearing Panel Decision in Department of Moustafa M. Zayed  
2007009702901   11/13/08   Hearing Panel Decision in Department of Enforcement v. Edward D. Crary, Jr.  
20070094454   10/31/08   Hearing Panel Decision in Department of Enforcement v. Sam Aubrey Foreman, Jr.  
2006006890801   10/14/08   Hearing Panel Decision in Department of Enforcement v. CMG Institutional Trading, LLC and Shawn Baldwin  
2006003995001   10/1/08   Hearing Panel Decision in Department of Enforcement v. Eddmon Mark Hodge  
2007008812801   9/18/08   Hearing Panel Decision in Department of Enforcement v. Avidan Danny Fishman  
2006007101701   8/20/08   Hearing Panel Decision in Department of Enforcement v. Flavio G. Varone  
2006006705601   8/19/08   Hearing Panel Decision in Department of Enforcement v. John M. E. Saad  
2005001729501   8/15/08   Hearing Panel Decision in Department of Enforcement v. Gerald J. Kesner  
20070077587   6/20/08   Hearing Panel Decision in Department of Enforcement v. Matthew S. Kaplan  
2005001919501   6/18/08   Hearing Panel Decision in Department of Enforcement v. Jennifer Jordan  
2006005565401   5/30/08   Hearing Panel Decision in Department of Enforcement v. Michael L. Vines  
2005000323905   5/29/08   Hearing Panel Decision in Department of Market Regulation v. Stephen Ira Golden and Richard F. Kresge  
E112005002003   5/15/08   Hearing Panel Decision in Department of Enforcement v. StoneGate Partners, LLC and Brian W. Bernier  
20060049953-01   5/14/08   Hearing Panel Decision in Department of Enforcement v. Joseph Ricupero  
2006004377701   5/2/08   Hearing Panel Decision in Department of Enforcement v. Paul-Bryan Zenke  
2005000191701   4/30/08   Hearing Panel Decision in Department of Market Regulation v. Paul M. Giarmoleo  
E102003025201   4/23/08   Hearing Panel Decision in Department of Enforcement v. Robert Conway and Kakit Ng  
2006004992601   3/18/08   Hearing Panel Decision in Department of Enforcement v. Brent K. Deviney  
E0420030634-04   2/21/08   Hearing Panel Decision in Department of Enforcement v. John M. Repine  
2006005005301   2/20/08   Hearing Panel Decision in Department of Enforcement v. Shane A. Selewach  
E102004083704   2/7/08   Hearing Panel Decision in Department of Enforcement v. Marc Winters  
E102004083705   2/7/08   Hearing Panel Decision in Department of Enforcement v. Lisa Ann Tomiko Nouchi  
2005001085001   1/10/08   Hearing Panel Decision in Department of Enforcement v. Warren K. Hansen