Proceeding Number 2007007682501

Hearing Panel Decision in Department of Enforcement v. Jereis Khawaja

May 15, 2009


Respondent is fined $10,000 and suspended in all capacities for two years for providing false and misleading bank comfort letters to his customer and for failing to have his correspondence reviewed and approved by his firm, in violation of Conduct Rule 2110. Respondent is also ordered to pay costs.

View Decision (PDF 83 KB)