2009 OHO Disciplinary Decisions
| E3A20050037-02 | 9/22/09 | Hearing Panel Decision in Department of Enforcement v. R. Matthew Shino | |||
| 2008013474501 | 9/14/09 | Hearing Panel Decision in Department of Enforcement v. Daphne Easley | |||
| 2006003672401 | 8/31/09 | Hearing Panel Decision in Department of Enforcement v. Patrick F. Harte, Jr. | |||
| 20070094345, 20070111775 | 8/25/09 | Hearing Panel Decision in Department of Enforcement v. John Edward Mullins and Kathleen Maria Mullins | |||
| 2005001502703 | 7/21/09 | Hearing Panel Decision in Department of Enforcement v. Ronald E. Hardy, Jr. | |||
| 2007010450601 | 7/14/09 | Amended Hearing Panel Decision in Department of Enforcement v. Dennis Brown | |||
| E8A2004072203 | 7/6/09 | Hearing Panel Decision in Department of Enforcement v. Jonathan M. Skiba | |||
| 2008012026601 | 6/9/09 | Hearing Panel Decision in Department of Enforcement v. CMG Institutional Trading, LLC and Shawn D. Baldwin | |||
| 2007009082902 | 6/5/09 | Hearing Panel Decision in Department of Enforcement v. Richard A. Neaton | |||
| 2005000324301 | 6/2/09 | Hearing Panel Decision in Department of Market Regulation v. Jerry William Burch | |||
| 2007007682501 | 5/15/09 | Hearing Panel Decision in Department of Enforcement v. Jereis Khawaja | |||
| 2007010306901 | 5/13/09 | Hearing Panel Decision in Department of Enforcement v. FCS Securities and Respondent 2 | |||
| 2005000075703 | 5/12/09 | Amended Extended Hearing Panel Decision in Department of Enforcement v. Midas Securities LLC, World Trade Financial Corporation, Jason Troy Adams, Frank Edward Brickell, Jay S. Lee and Rodney Preston Michel | |||
| 2005000835801 | 5/8/09 | Hearing Panel Decision in Department of Enforcement v. Harry Friedman and Joseph Schnaier | |||
| 2007008370701 | 5/8/09 | Hearing Panel Decision in Department of Enforcement v. Scott R. Tischler | |||
| 2006005696601 | 5/6/09 | Hearing Panel Decision in Department of Enforcement v. Westrock Advisors, Inc. | |||
| 2007010236401 | 4/27/09 | Hearing Panel Decision in Department of Enforcement v. Valerie Elaine King | |||
| 2007008128901 | 4/21/09 | Hearing Panel Decision in Department of Francis M. Evans | |||
| 2005003437102 | 4/17/09 | Extended Hearing Panel Decision in Department of Enforcement v. Michael Lee Bullock | |||
| 2005003295801 | 3/19/09 | Amended Extended Hearing Panel Decision in Department of Enforcement v. Andrew W. Quinn | |||
| 2005000879302 | 3/12/09 | Amended Extended Hearing Panel Decision in Department of Enforcement v. Legacy Trading Co., LLC and Mark Uselton | |||
| 2006005523401 | 2/10/09 | Hearing Panel Decision in Department of Enforcement v. Nathan Lorne | |||
| 2005003188901 | 1/29/09 | Amended Hearing Panel Decision in Department of Enforcement v. Richard G. Cody | |||
| E072005017201 | 1/16/09 | Hearing Panel Decision in Department of Enforcement v. John B. Busacca III |