2010 OHO Disciplinary Decisions

Proceeding Number   Date
2007007151101   12/8/10   Hearing Decision in Department of Enforcement v. Merrimac Corporate Securities, Inc.  
2008016036901   11/3/10   Hearing Panel Decision in Department of Enforcement v. Thomas J. Charles, Jr.  
2007009181101   10/21/10   Hearing Panel Decision in Department of Enforcement v. Dallas R. Seagraves, II  
2006005786501   10/18/10   Hearing Panel Decsion in Department of Enforcement v. Joseph A. Padilla and Andrea M. Ritchie  
2008012531501   8/19/10   Hearing Panel Decision in Department of Enforcement v. Kevin Scott Pound  
2005001988201   8/6/10   Amended Hearing Panel Decision in Department of Enforcement v. Mark B. Beloyan and Tradespot Markets, Inc.  
2008014873201   6/15/10   Hearing Panel Decision in Department of Enforcement v. Nicholas Michael Rubino  
2007007792902   6/11/10   Extended Hearing Panel Decision in Department of Enforcement v. Edward S. Brokaw  
20070094468   5/21/10   Amended Hearing Panel Decision in Department of Enforcement v. Dirk Allen Taylor  
2007011489301   5/21/10   Hearing Panel Decision in Department of Enforcement v. Ryan A. Leopold  
2007011937001   5/19/10   Hearing Panel Decision in Department of Enforcement v. Howard Braff  
2007009981201   5/10/10   Hearing Panel Decision in Department of Enforcement v. Robert D. Tucker  
2005003610701   5/6/10   Extended Hearing Panel Decision in Department of Enforcement v. William J. Murphy, Carl M. Birkelbach, and Respondent Firm  
2006003916901   4/20/10   Hearing Panel Decision in Department of Enforcement v. Richard Michael Bowers  
2007009403801   4/14/10   Hearing Panel Decision in Department of Enforcement v. Stephen W. Wilson  
2006005178801   3/22/10   Hearing Panel Decision in Department of Enforcement v. Harrison A. Hatzis  
2007007377801   3/18/10   Hearing Panel Decision in Department of Enforcement v. Noble B. Trenham  
2007011250901   3/16/10   Hearing Panel Decision in Department of Enforcement v. Angela Dionne Reed  
E052005007501   3/5/10   Hearing Panel Decision in Department of Enforcement v. Sterne, Agee & Leach, Inc.  
2008013087201   1/22/10   Hearing Panel Decision in Department of Enforcement v. Bradford Orosey  
2008013391701   1/12/10   Hearing Panel Decision in Department of Enforcement v. Trent Tremayne Hughes