Proceeding Number		Date
2007007151101		12/8/10		Hearing Decision in Department of Enforcement v. Merrimac Corporate Securities, Inc.
2008016036901		11/3/10		Hearing Panel Decision in Department of Enforcement v. Thomas J. Charles, Jr.
2007009181101		10/21/10		Hearing Panel Decision in Department of Enforcement v. Dallas R. Seagraves, II
2006005786501		10/18/10		Hearing Panel Decsion in Department of Enforcement v. Joseph A. Padilla and Andrea M. Ritchie
2008012531501		8/19/10		Hearing Panel Decision in Department of Enforcement v. Kevin Scott Pound
2005001988201		8/6/10		Amended Hearing Panel Decision in Department of Enforcement v. Mark B. Beloyan and Tradespot Markets, Inc.
2008014873201		6/15/10		Hearing Panel Decision in Department of Enforcement v. Nicholas Michael Rubino
2007007792902		6/11/10		Extended Hearing Panel Decision in Department of Enforcement v. Edward S. Brokaw
20070094468		5/21/10		Amended Hearing Panel Decision in Department of Enforcement v. Dirk Allen Taylor
2007011489301		5/21/10		Hearing Panel Decision in Department of Enforcement v. Ryan A. Leopold
2007011937001		5/19/10		Hearing Panel Decision in Department of Enforcement v. Howard Braff
2007009981201		5/10/10		Hearing Panel Decision in Department of Enforcement v. Robert D. Tucker
2005003610701		5/6/10		Extended Hearing Panel Decision in Department of Enforcement v. William J. Murphy, Carl M. Birkelbach, and Respondent Firm
2006003916901		4/20/10		Hearing Panel Decision in Department of Enforcement v. Richard Michael Bowers
2007009403801		4/14/10		Hearing Panel Decision in Department of Enforcement v. Stephen W. Wilson
2006005178801		3/22/10		Hearing Panel Decision in Department of Enforcement v. Harrison A. Hatzis
2007007377801		3/18/10		Hearing Panel Decision in Department of Enforcement v. Noble B. Trenham
2007011250901		3/16/10		Hearing Panel Decision in Department of Enforcement v. Angela Dionne Reed
E052005007501		3/5/10		Hearing Panel Decision in Department of Enforcement v. Sterne, Agee & Leach, Inc.
2008013087201		1/22/10		Hearing Panel Decision in Department of Enforcement v. Bradford Orosey
2008013391701		1/12/10		Hearing Panel Decision in Department of Enforcement v. Trent Tremayne Hughes