Proceeding Number 2008013391701

Hearing Panel Decision in Department of Enforcement v. Trent Tremayne Hughes

January 12, 2010

For affixing customer signatures on cash distribution requests to accommodate customers, without his firm’s knowledge or consent, in violation of Rule 2110, Respondent is fined $5,000 and suspended in all capacities for three months.

View Decision (PDF 36 KB)