Proceeding Number 2007011489301

Hearing Panel Decision in Department of Enforcement v. Ryan A. Leopold

May 21, 2010

The Respondent violated Conduct Rule 2110 by falsifying expense reports over a two-year period.  For this violation, the Respondent was barred from associating with any member firm in any capacity.

 

This decision has been appealed.

View Decision (PDF 63 KB)