Proceeding Number		Date
2010021916601		12/30/11		Hearing Panel Decision in Department of Enforcement v. Joseph S. Amundsen
2010021627601		12/29/11		Amended Hearing Panel Decision in Department of Enforcement v. Timothy L. Pittman
2007010158001		12/19/11		Hearing Panel Decision in Department of Enforcement v. CapWest Securities Inc.
2008011762801		12/13/11		Amended Hearing Panel Decision in Department of Enforcement v. Mitchell Fillet
2009018819001		12/6/11		Extended Hearing Panel Decision in Department of Enforcement v. Nicholas D. Skaltsounis, Respondent 2, and John B. Guyette
20080138685		11/22/11		Hearing Panel Decision in Department of Enforcement v. Ron William Howell
2008014621701		11/8/11		Extended Hearing Panel Decision in Department of Enforcement v. Thomas Weisel Partners, LLC and Stephen H. Brinck, Jr.
2009018068701		10/17/11		Hearing Panel Decision in Department of Enforcement v. Harry W. Hunt
2007010398802		10/13/11		Hearing Panel Decision in Department of Enforcement v. Alexander H. McKinnis
2007008935010		10/4/11		Hearing Panel Decision in Department of Enforcement v. David Trende
20090195518		10/3/11		Hearing Panel Decision in Department of Enforcement v. Darrell Eugene Fox
2009019637001		9/19/11		Hearing Panel Decision Granting Enforcement's Motion for Summary Disposition in Department of Enforcement v. Thomas Thanh Doan
2010023719601		9/15/11		Hearing Panel Decision in Department of Enforcement v. Chad A. McCartney
20070072538-03		9/1/11		Amended Extended Hearing Panel Decision in Department of Enforcement v. Max International Broker-Dealer, Corp.
2008011725901		6/24/11		Hearing Panel Decision in Department of Enforcement v. Carlos Francisco Otalvaro
2008011701203		6/13/11		Hearing Panel Decision in Department of Enforcement v. Daniel James Gallagher and Vision Securities Inc.
2008014712201		5/5/11		Hearing Panel Decision in Department of Enforcement v. Kirk L. Gravelle
2007008239001		5/3/11		Hearing Panel Decision in Department of Enforcement v. ACAP Financial, Inc. and Gary Hume
2009017775601		4/25/11		Hearing Panel Decision in Department of Enforcement v. Meyers Associates, LP
2008011719501		3/30/11		Hearing Panel Decision in Department of Enforcement v. Tina Newman
2006004666601		3/28/11		Hearing Panel Decision in Department of Enforcement v. Ryan J. Kirkpatrick
2009016551301		3/8/11		Hearing Panel Decision in Department of Enforcement v. Freddy A. Medina
2008012169101		3/3/11		Hearing Panel Decision in Department of Enforcement v. AIS Financial, Inc.
2006004122402		1/26/11		Extended Hearing Panel Decision in Department of Enforcement v. Hedge Fund Capital Partners LLC and Howard G. Jahre
20080121376		1/7/11		Hearing Panel Decision in Department of Market Regulation v. Gregory Richard Imbruce
20060052598-01		1/4/11		Amended Hearing Panel Decision in Department of Enforcement v. John Joseph Plunkett