Proceeding Number 20100214065-01

Hearing Panel Decision in Department of Enforcement v. Michael A. McIntyre

July 9, 2012

Respondent is barred from associating with any member firm in any capacity for submitting false expense reports to his employer firm and converting funds from his employer firm, in violation of NASD Conduct Rule 2110 and FINRA Conduct Rule 2010. Respondent is also ordered to pay costs.

View Decision (PDF 57 KB)