Proceeding Number 2010024320101
Hearing Panel Decision in Department of Enforcement v. Timothy M. Wheeler
February 26, 2013
Respondent Timothy M. Wheeler violated FINRA Rule 2010 by falsifying test score reports to make it appear that he had passed the Series 66 examination when he did not. For this violation, Wheeler is barred from association with any FINRA member firm in any capacity.
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