Proceeding Number 2011025674101
Hearing Panel Decision in Department of Enforcement v. Shlomi S. Eplboim
March 12, 2013
Respondent is barred from associating with any member in any capacity for failing to comply with FINRA’s request to provide information, in violation of FINRA Procedural Rule 8210 and Conduct Rule 2010.
This decision has been appealed.
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