Order Number		Date
01-16		10/4/01		Order Regarding Production of Documents
01-17		8/31/01		Order Granting Complainant's Motion for Partial Summary Disposition
01-15		5/23/01		Order Granting Complainant's Motion to Preclude the Introduction of Expert Testimony
01-14		5/21/01		Order Denying Respondents' Motion For The Production Of Documents From Nasdaq And Requiring The Complainant To File A Declaration Certifying That It Has Complied With Rule 9251
01-13		5/17/01		Order Denying Respondents' Motion to Compel the Production of Documents and for a List of Withheld Documents
01-12		5/11/01		Order Granting Respondent's Request for Production of Documents Pursuant to NASD Procedural Rule 9252
01-11		5/10/01		Order Denying Motion to Dismiss
01-10		5/1/01		Order Denying Motion for Reconsideration
01-09		4/20/01		Order Denying Motion to Dismiss, in Part, Deferring Decision on Motion, in Part, and Directing Enforcement to Supplement its Opposition
01-08		4/20/01		Order Granting Complainant's Motion to Amend the Complaint; Denying Complainant's Motion for Leave to File a Reply to Respondent's Opposition to Motion to Amend; and Denying Respondent's Motion to Sever
01-07		4/17/01		Order Denying Respondents' Motion for Summary Disposition and Motion to Dismiss the Fourth Cause of Action and Supplementing Order Granting Complainant's Motion for Summary Disposition on Cause Four of the Complaint Against Respondents
01-06		4/6/01		Order Denying Respondent's Motion to Reconsider and to Set Aside Default Decision
01-05		2/15/01		Order Granting Respondent's Motion to Exclude Documents
01-04		2/14/01		Order Granting Motions to Quash
01-03		2/13/01		Order Regarding Complainant's Motion for a Preclusion Order
01-02		1/26/01		Order Denying Complainant's Motion to Strike Affirmative Defenses
01-01		1/23/01		Order Denying Motion to Quash