Order Number		Date
05-44		12/19/05		Order Denying Motion for More Definite Statement
05-43		12/15/05		Order Denying Respondent's Motion Under Rule 9253
05-42		12/15/05		Order Deferring Ruling on Joint Motion for Leave to Offer Expert Testimony
05-41		12/14/05		Order Denying Respondent 1's Motion to Postpone the Hearing and to Compel Discovery
05-40		11/18/05		Order Regarding Admissibility of Tape Recordings and Transcripts
05-39		11/17/05		Order Prohibiting Use of Subpoenas
05-38		11/15/05		Order Denying Respondent's Motion for Reconsideration of Scheduling Order
05-37		10/31/05		Order (1) Granting Complainant's Motion for Leave to Offer Telephone Testimony and Denying Respondent's Motion to Postpone the Hearing; (2) Granting Complainant's Motion in Limine; and (3) Denying Respondent's Motion in Limine
05-36		10/31/05		Order Denying Motion to Reconsider Appointment of Extended Hearing Panelists
05-35		10/19/05		Order Granting the Parties' Motions for Leave to Introduce Expert Testimony
05-34		10/11/05		Order Denying Respondent's Motion for Discovery
05-33		10/11/05		Order Granting Joint Motion for a Protective Order
05-32		10/5/05		Order Regarding Attendance of Wittnesses' Counsel at Hearing
05-31		8/22/05		Order on Remand From the National Adjudicatory Council Granting Complinant's Motion to Disqualify Counsel for Respondents 1 and 2
05-30		8/5/05		Order Denying Respondent's Motion for Summary Disposition on the Issue of Restitution
05-29		8/4/05		Order Denying Motion to Disqualify Hearing Officer
05-28		6/23/05		Order Denying Respondent's Motion to Compel and Motion Pursuant to Rule 9252
05-27		6/20/05		Order Denying Motions to Quash
05-26		6/15/05		Order Denying Respondent's Motion to Re-Open Hearing and Denying Complainant's Motion to Strike Respondent's Testimony
05-25		6/10/05		Order Conditionally Denying Motion for More Definite Statement
05-24		6/7/05		Order Granting Respondent 2's Motion for More Definite Statement
05-23		6/7/05		Order Denying Respondent 1's Motion for More Definite Statement
05-22		5/27/05		Order Denying Request for Subpoena
05-21		5/17/05		Order Granting Motions to Strike Affirmative Defenses and for Leave to Offer Expert Testimony
05-20		5/17/05		Order Denying Relief Sought in Notice to Produce and Application for Protective Order
05-19		5/5/05		Order Denying Respondent's Request for Leave to Offer Expert Testimony
05-18		4/25/05		Order Granting Complainant's Motion for Telephone Testimony
05-17		4/21/05		Order Denying Respondents' Motion for Leave to Introduce Expert Testimony
05-16		4/12/05		Order Deeming Defense as Abandoned, Hearing as Waived, and Nasd Suspension Notice as Final
05-15		4/7/05		Order Denying Respondents' Motion for Leave to Introduce Expert Testimony and to Compel Production of Documents
05-14		4/5/05		Order Denying Complainant's Objection to Expert Testimony of Paul Mason
05-13		4/4/05		Order Denying Respondents' Motion in Limine to Preclude Complainant from Using New Simulation Model
05-12		3/31/05		Order Denying in Part The Department's Motion for Leave to Offer Testimony by Telephone and Denying the Respondents' Motion Pursuant to Rule 9252
05-11		3/30/05		Order Granting in Part the Department's Motion to Preclude the Respondent from Introducing Evidence at the Hearing
05-10		3/30/05		Order Denying Motion for List of Documents Withheld
05-09		3/21/05		Order Denying Respondent's Motion to Deem Admitted Statement of Undisputed Facts Supporting Motion for Summary Disposition
05-08		3/18/05		Order Denying Motion for Order to Cease and Desist
05-07		3/15/05		Order Denying Respondent's Motion to Quash and Motion for a Protective Order
05-06		3/2/05		Order Denying Enforcement's Motion to Modify Permanent Cease and Desist Order
05-05		3/1/05		Order Granting Enforcement's Rule 9559(M) Motion and Dismissing Proceeding
05-04		2/28/05		Order Denying Motion to Disqualify Hearing Officer Witherspoon
05-03		2/24/05		Order Regarding Respondents' Pre-Hearing Submissions
05-02		1/14/05		Order Deeming Defense as Abandoned, Hearing as Waived, and Nasd Suspension Notice as Final
05-01		1/14/05		Order Denying Respondents' Motion Pursuant to Rule 9252 and for an Extension of Time