2005 Office of Hearing Officers Disciplinary Orders

Order Number   Date
05-44   12/19/05   Order Denying Motion for More Definite Statement  
05-43   12/15/05   Order Denying Respondent's Motion Under Rule 9253  
05-42   12/15/05   Order Deferring Ruling on Joint Motion for Leave to Offer Expert Testimony  
05-41   12/14/05   Order Denying Respondent 1's Motion to Postpone the Hearing and to Compel Discovery  
05-40   11/18/05   Order Regarding Admissibility of Tape Recordings and Transcripts  
05-39   11/17/05   Order Prohibiting Use of Subpoenas  
05-38   11/15/05   Order Denying Respondent's Motion for Reconsideration of Scheduling Order  
05-37   10/31/05   Order (1) Granting Complainant's Motion for Leave to Offer Telephone Testimony and Denying Respondent's Motion to Postpone the Hearing; (2) Granting Complainant's Motion in Limine; and (3) Denying Respondent's Motion in Limine  
05-36   10/31/05   Order Denying Motion to Reconsider Appointment of Extended Hearing Panelists  
05-35   10/19/05   Order Granting the Parties' Motions for Leave to Introduce Expert Testimony  
05-34   10/11/05   Order Denying Respondent's Motion for Discovery  
05-33   10/11/05   Order Granting Joint Motion for a Protective Order  
05-32   10/5/05   Order Regarding Attendance of Wittnesses' Counsel at Hearing  
05-31   8/22/05   Order on Remand From the National Adjudicatory Council Granting Complinant's Motion to Disqualify Counsel for Respondents 1 and 2  
05-30   8/5/05   Order Denying Respondent's Motion for Summary Disposition on the Issue of Restitution  
05-29   8/4/05   Order Denying Motion to Disqualify Hearing Officer  
05-28   6/23/05   Order Denying Respondent's Motion to Compel and Motion Pursuant to Rule 9252  
05-27   6/20/05   Order Denying Motions to Quash  
05-26   6/15/05   Order Denying Respondent's Motion to Re-Open Hearing and Denying Complainant's Motion to Strike Respondent's Testimony  
05-25   6/10/05   Order Conditionally Denying Motion for More Definite Statement  
05-24   6/7/05   Order Granting Respondent 2's Motion for More Definite Statement  
05-23   6/7/05   Order Denying Respondent 1's Motion for More Definite Statement  
05-22   5/27/05   Order Denying Request for Subpoena  
05-21   5/17/05   Order Granting Motions to Strike Affirmative Defenses and for Leave to Offer Expert Testimony  
05-20   5/17/05   Order Denying Relief Sought in Notice to Produce and Application for Protective Order  
05-19   5/5/05   Order Denying Respondent's Request for Leave to Offer Expert Testimony  
05-18   4/25/05   Order Granting Complainant's Motion for Telephone Testimony  
05-17   4/21/05   Order Denying Respondents' Motion for Leave to Introduce Expert Testimony  
05-16   4/12/05   Order Deeming Defense as Abandoned, Hearing as Waived, and Nasd Suspension Notice as Final  
05-15   4/7/05   Order Denying Respondents' Motion for Leave to Introduce Expert Testimony and to Compel Production of Documents  
05-14   4/5/05   Order Denying Complainant's Objection to Expert Testimony of Paul Mason  
05-13   4/4/05   Order Denying Respondents' Motion in Limine to Preclude Complainant from Using New Simulation Model  
05-12   3/31/05   Order Denying in Part The Department's Motion for Leave to Offer Testimony by Telephone and Denying the Respondents' Motion Pursuant to Rule 9252  
05-11   3/30/05   Order Granting in Part the Department's Motion to Preclude the Respondent from Introducing Evidence at the Hearing  
05-10   3/30/05   Order Denying Motion for List of Documents Withheld  
05-09   3/21/05   Order Denying Respondent's Motion to Deem Admitted Statement of Undisputed Facts Supporting Motion for Summary Disposition  
05-08   3/18/05   Order Denying Motion for Order to Cease and Desist  
05-07   3/15/05   Order Denying Respondent's Motion to Quash and Motion for a Protective Order  
05-06   3/2/05   Order Denying Enforcement's Motion to Modify Permanent Cease and Desist Order  
05-05   3/1/05   Order Granting Enforcement's Rule 9559(M) Motion and Dismissing Proceeding  
05-04   2/28/05   Order Denying Motion to Disqualify Hearing Officer Witherspoon  
05-03   2/24/05   Order Regarding Respondents' Pre-Hearing Submissions  
05-02   1/14/05   Order Deeming Defense as Abandoned, Hearing as Waived, and Nasd Suspension Notice as Final  
05-01   1/14/05   Order Denying Respondents' Motion Pursuant to Rule 9252 and for an Extension of Time