Order Number		Date
07-41		12/7/07		Order Deeming Request for Hearing Abandoned and Terminating Expedited Proceeding and Notice that Respondent's Suspension Is in Effect
07-40		12/6/07		Order to Show Cause
07-39		11/26/07		Order Denying Motion (1) to Reassign, (2) for Additional Information Regarding Panelists, (3) to Permit Discovery and (4) for a Delay in the Hearing
07-38		10/31/07		Order Resolving Certain Pre-Hearing Motions
07-37		10/16/07		Order Granting in Part and Denying in Part Complainant's Motion for Summary Disposition and Denying Respondent's Motion for Summary Disposition
07-36		8/16/07		Order Denying Respondents' Motion to Compel Identification and Production of Withheld Documents
07-35		8/9/07		Order Regarding Respondent 2's Motions for Official Notice
07-34		8/7/07		Order Regarding Post-Hearing Briefs
07-33		8/7/07		Scheduling Order
07-32		8/2/07		Order Establishing Pre-Hearing and Hearing Schedule and Procedures
07-31		7/30/07		Order Overruling the Parties' Objections to Exhibits and Witnesses
07-30		7/16/07		Order Deeming (1) Respondent's Defense Abandoned, (2) the Hearing Waived, and (3) the NASD Suspension Notice Final
07-29		7/13/07		Order Denying Respondent's Motion to Compel Production of Exculpatory and Other Material Documents
07-28		7/2/07		Order Denying Respondent 1's Motion for a More Definite Statement
07-27		6/28/07		Procedural Pre-Hearing Order
07-26		6/27/07		Order Regarding Pre-Hearing Motions
07-25		6/26/07		Order Denying Respondent 2's Motion to Compel Production of Documents and Directing Respondent 2 to Supplement His Motion for a Rule 9252 Order
07-24		6/13/07		Order Prohibiting Use of Subpoenas
07-23		6/13/07		Order Quashing Post-Complaint Rule 8210 Request for Information
07-22		6/12/07		Order Denying Respondent 3's Two Discovery Requests
07-21		6/11/07		Order Ruling on (1) Objections to Witnesses, (2) Motion to Substitute Exhibit, (3) Motions in Limine, and (4) Motions to Strike the Respondents' Affirmative Defenses
07-20		5/17/07		Order Denying Respondents' Request for Leave to Offer Expert Testimony
07-19		5/11/07		Order Denying Respondent's Motion to Preclude Evidence and Requiring Enforcement to File a Declaration
07-18		5/9/07		Interim Scheduling and Case Management Order
07-17		5/3/07		Initial Case-Management Order
07-16		4/18/07		Hearing Panel Order Granting, in Part, and Denying, in Part, Complainant's Motion for Summary Disposition
07-14		4/11/07		Order Granting in Part Respondent's Motion to Exceed Time Limits for Specific Witnesses and Denying Motion for Reconsideration of Total Number of Witnesses to Be Called
07-13		3/28/07		Order Regarding Witnesses
07-12		3/27/07		Order Regarding Pre-Hearing Motions
07-11		3/22/07		Order Denying Respondents' Motion for Partial Summary Disposition
07-10		3/16/07		Order Requiring Counsel to File Notice of Representation or Withdrawal
07-09		3/7/07		Order Granting Motion to Compel or Alternatively to Preclude Oral or Documentary Evidence
07-08		2/28/07		Order Setting Philadelphia, Pa as Venue for Disciplinary Proceeding
07-07		2/22/07		Order Granting the Parties' Motions for Telephone Testimony and Deferring Ruling on Respondent's Objection to Enforcement's Proposed Exhibit CX-7
07-06		2/20/07		Order Denying Respondents' Three Discovery Motions
07-05		2/16/07		Order Ruling on Respondents' Motions to Strike Department of Enforcement's Exhibits
07-04		2/15/07		Order Ruling on Department of Enforcement's (1) Objections to Witnesses and Documents, (2) Motion to Partially Strike Respondents' Pre-Hearing Brief, (3) Motion in Limine, and (4) Motion for Ruling on the Admissibility of Documents and Business Records
07-03		2/13/07		Order Denying Respondents' Motion for Leave to Offer Expert Testimony
07-02		2/5/07		Order Denying the Respondents' Motion for a More Definite Statement
07-01		2/1/07		Order Regarding Respondent's Pre-Hearing Submissions