10/13/03		NASD Sanctions Wells Investment Securities and its President for Non-Cash Compensation Rule Violations
9/16/03		NASD Fines Morgan Stanley $2 Million for Prohibited Mutual Fund Sales Contests
8/18/03		NASD Files Three Enforcement Actions for Fraudulent Hedge Fund Offerings
8/12/03		NASD Files Enforcement Actions Involving Unsuitable Sales of Mutual Funds
8/7/03		NASD Proposes Disclosure of Mutual Fund Compensation Arrangements
7/30/03		NASD Charges Louisiana Broker With Unsuitable Sales of Variable Annuities and Mutual Funds of More Than $6 Million
7/22/03		Joint NASD/Industry Breakpoint Task Force Issues Report
6/25/03		NASD Brings Enforcement Action For Class B Mutual Fund Share Sales Abuses And Issues Investor Alert on Class B Shares
6/18/03		NASD Provides Members Guidance Regarding Instant Messaging
6/4/03		NASD Proposes Joint CEO/Chief Compliance Officer Certification
5/27/03		NASD Takes Disciplinary Actions for Variable Annuity Abuses and Issues Investor Alert on Variable Products
4/22/03		NASD Fines Altegris Investments for Hedge Fund Sales Violations
1/24/03		NASD Reminds Members of Obligations When Selling Hedge Funds
1/15/03		NASD Alerts Investors to Problems in Mutual Fund Breakpoints