1998 Advertising Regulation-Related Notices to Members

Use the Advertising Regulation-Related Notices Subject Index to locate a Notice by topic, or browse Notices by date below.

 
January | May | October | December
 

December 1998

98-107 NASD Reminds Members of Their Obligations to Disclose Mutual Fund Fees
98-097 Notice of Increase in Advertising Review Fees
 

October 1998

98-083 SEC Approves Rule Change Relating to Standards for Individual Correspondence; Effective November 16, 1998
 

May 1998

98-038 NASD Reminds Members of Supervisory and Inspection Obligations
 

January 1998

98-011 SEC Approves Rules Regarding Supervision, Review, and Record Retention of Correspondence; Effective February 15, 1998
98-003 Electronic Delivery of Information Between Members and Their Customers