2000 Advertising Regulation-Related Notices to Members

Use the Advertising Regulation-Related Notices Subject Index to locate a Notice by topic, or browse Notices by date below.

 
April | July | September
 

September 2000

00-62 SEC Approves Day-Trading Rules;
Effective Date: October 16, 2000
Posted on: 9/11/2000
 

July 2000

00-44 NASD Reminds Members of Their Responsibilities Regarding the Sale of Variable Life Insurance
Posted on: 6/16/2000
 

April 2000

00-23 SEC Approves New Rules Relating to Bond Mutual Fund Volatility Ratings
Posted on: 4/10/2000
00-21 NASD Regulation Reminds Members of Their Responsibilities When Advertising Recent Mutual Fund Performance
Posted on: 4/10/2000