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SEA Rule 15c3-1
Collateralized Mortgage Obligation (CMO) Haircuts
Discretionary Liabilities
Non-Negotiable Certificates of Deposit Issued by a Bank
Proprietary Positions in Debt Instruments Issued by a Parent or Affiliate of a Broker/Dealer
SEA Rule 15c3-3
Ability of a (k)(2)(ii) Broker/Dealer to Write Checks on Behalf of the Clearing Firm
