By-Laws

Article III, Section 4 - Definition of Disqualification

9/28/99   Interpretive Letter to Gerald L. Fishman, Esq., Wolin & Rosen
 

Article IV, Section 2 - Similarity of Membership Names

9/28/00   Interpretive Letter to Leslie U. Harris, East/West Securities Co.
 

Article V, Section 2 - Application for Registration

8/7/01   Interpretive Letter to Name Not Public