RCA - March 1997 - Ask The Analyst - Electronic Communications And Broker/Dealer Names

Q: Can registered representatives include their individual E-mail addresses on business cards that include their NASD member firm name?

A: Yes, provided your firm permits its registered personnel to use E-mail in the conduct of their securities business. In addition, the card must disclose the address and telephone number of the registered location that supervises the representative's securities business.