NASD Notice to Members 96-62 - September 1996

SOES Tier Levels Set to Change October 1, 1996

Executive Summary

Effective October 1, 1996, tier sizes for 591 Nasdaq National Market® securities will be revised in accordance with NASD Rule 4710(g) [formerly ¶ 2451a7 of the Rules of Practice and Procedure for the Small Order Execution System (SOES)].

 

For more information, please contact Nasdaq Market Operations at (203) 378-0284.