NASD Notice to Members 96-04 - January 1996

1995-96 Renewal Rosters and Final Adjusted Invoices

Executive Summary

The 1995-96 NASD broker/dealer and agent registration renewal cycle begins its second phase this month. The NASD is publishing information in this Notice to help members review, reconcile, and respond to the Final Adjusted Invoice packages that mailed to all member firms in mid-January.

 

Questions regarding this Notice may be directed to your firm's assigned Quality & Service Team or, if the firm is not assigned, the NASD's Gateway at (301) 590-6500.