Special NASD Notice to Members 97-86 - November 1997

NASD Notice of Nominees

Executive Summary

The Annual Meeting of Members of the National Association of Securities Dealers, Inc. (NASD®)  will be held on or about January 15, 1998. A notice of meeting, including the precise date, time and location of the Annual Meeting, will follow on or about December 15, 1997.

 

Pursuant to Section 10 of Article VII of the By-Laws of the NASD, a person who has not been so nominated for election to the Board of Governors may be included on the ballot for the election of Governors if (a) within 30 days of the date of this Notice such person presents to the Secretary of the NASD petitions in support of such nomination duly executed by at least 3 percent of the members of the NASD, and (b) the Secretary certifies that such petitions have been duly executed by the Executive Representatives of the requisite number of members of the NASD and the person being nominated satisfies the classification of the governorship to be filled based on the information
provided by the person as is reasonably necessary for the Secretary to make the certification.

 

Questions regarding this Notice may be directed to:

 

Joan C. Conley
Corporate Secretary
National Association of Securities Dealers, Inc.
1735 K Street, N.W.
Washington, D.C. 20006-1500
(202) 728-8381