NASD Notice to Members 97-59 - September 1997

NASD Regulation Requests Comment on Injunctive Relief and Expedited Proceedings; Comment Period Expires October 31, 1997

Executive Summary

NASD Regulation, Inc. (NASD RegulationSM) is seeking from members, associated persons, and others, comments on the procedures for obtaining injunctive relief and expedited proceedings under Rule 10335 of the Code of Arbitration Procedure (Code).

 

Questions concerning this Request For Comment should be directed to Deborah Masucci, Vice President, Office of Dispute Resolution, NASD Regulation, at (212) 858-4400; or Elliott R. Curzon, Assistant General Counsel, Office of General Counsel, NASD Regulation, at (202) 728-8451.