NASD Notice to Members 98-018 - February 1998
NASD Regulation Permits Electronic Methods for Holding Annual Interviews or Meetings with Registered Representatives
NASD Regulation, Inc. (NASD RegulationSM) is clarifying the application of the annual compliance meeting requirements of National Association of Securities Dealers, Inc. (NASD®) Rule 3010. Such meetings may be conducted by electronic means, provided certain safeguards are met.
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