NASD Notice to Members 98-009 - January 1998

1997-98 Renewal Rosters and Final Adjusted Invoices

Executive Summary

The 1997-98 National Association of Securities Dealers, Inc. (NASD®) broker/dealer and agent registration renewal cycle begins its second phase this month. The NASD is publishing information in this Notice to help members review, reconcile, and respond to the Final Adjusted Invoice packages that are mailed to all member firms in mid-January.