NASD Notice to Members 98-018 - February 1998

NASD Regulation Permits Electronic Methods for Holding Annual Interviews or Meetings with Registered Representatives

Executive Summary

NASD Regulation, Inc. (NASD Regulation^SM) is clarifying the application of the annual compliance meeting requirements of National Association of Securities Dealers, Inc. (NASD®) Rule 3010. Such meetings may be conducted by electronic means, provided certain safeguards are met.