NASD Notice to Members 99-104 - December 1999

Maximum SOES Order Sizes Set to Change January 10, 2000

Executive Summary

Effective January 10, 2000, the maximum Small Order Execution SystemSM (SOESSM) order sizes for 534 Nasdaq National Market® (NNM) securities will be revised in accordance with National Association of Securities Dealers, Inc. (NASD®) Rule 4710(g).

 

For more information, please contact Nasdaq Market Operations at (203) 378-0284.