NASD Notice to Members 99-80 - September 1999

Maximum SOES Order Sizes Set to Change October 1, 1999

Executive Summary

Effective October 1, 1999, the maximum Small Order Execution SystemSM (SOESSM) order sizes for 420 Nasdaq National Market® (NNM) securities will be revised in accordance with National Association of Securities Dealers, Inc. (NASD®) Rule 4710(g).

 

For more information, please contact Nasdaq® Market Operations at (203) 378-0284.