NASD Notice to Members 99-06 - January 1999

1998-1999 Renewal Rosters and Final Adjusted Invoices

Executive Summary

The 1998-1999 renewal cycle for the National Association of Securities Dealers, Inc. (NASD®) broker/dealer and agent registration begins its second phase this month. The NASD is issuing this Notice to help members review, reconcile, and respond to the final adjusted invoice packages that will be mailed to all member firms in mid-January. Questions regarding this Notice may be directed to the CRD/PD Gateway Call Center at (301) 869-6699.