NASD Notice to Members 99-85 - October 1999

Broker/Dealer and Agent Renewals for 2000; CRD Fee Changes

Executive Summary

The National Association of Securities Dealers, Inc. (NASD^®) broker/dealer and agent registration renewal cycle for the year 2000 will begin November 1, 1999. This year, with the implementation of Web CRD^SM, hard-copy Initial Renewal Statements and rosters will no longer be mailed to member firms. The Initial Renewal Statements and rosters will be available electronically for viewing and printing on the new Web CRD system.

 

Questions concerning this Notice may be directed to the CRD/PD Gateway Call Center at (301) 869-6699.