NASD Notice to Members 00-30 - May 2000

SEC Approves New Systems and Rules Governing Delivery, Negotiation, and Execution of Orders for Nasdaq National Market Securities; Effective Date: July 10, 2000

Executive Summary

On January 14, 2000, the Securities and Exchange Commission (SEC) approved rule changes that establish a new platform for the trading of Nasdaq National Market® (NNM) securities and amend the rules governing SelectNet®. This Notice to Members is being issued to alert members to the implementation of these changes.

 

Questions regarding this Notice may be directed to the following:

  • For legal issues: the Nasdaq Office of General Counsel, at (202) 728-8294
  • For technical issues: Peter Martyn or Paul Niche, Nasdaq Product Development, at (212) 858-4322
  • For trading issues: Dan Franks, Nasdaq Market Operations, at (203) 385-6250
  • For market regulation questions: Market Regulation Legal Department, at (301) 590-6410