NASD Notice to Members 00-27 - May 2000

Deadline Extended for Series 55 Equity Trader Examination to October 1, 2000

Executive Summary

The requirement for Nasdaq® and/or over-the-counter equity traders to pass the Series 55 examination by May 1, 2000, has been extended to October 1, 2000.


Questions regarding this Notice may be directed to Carole Hartzog, Assistant Director, Member Regulation, Testing and Continuing Education, NASD Regulation, Inc. (NASD RegulationSM), at (301) 590-6696; or Eric Moss, Assistant General Counsel, Office of General Counsel, NASD Regulation, at (202) 728-8982.