National Association of Securities Dealers, Inc. (NASD®) member firms must update their Member Firm Contact Questionnaire (NMFCQ or Contact Questionnaire) located on the NASD Regulation Web Site (www.nasdr.com) to include the name and e-mail address of the member firm’s Executive Representative by April 30, 2000. Members that have updated the Contact Questionnaire since January 1, 2000, do not need to complete this mandatory update. However, members that don’t have any changes to their 1999 Contact Questionnaires must still complete this update by verifying that information through the NASDR Web site.
Additional information on the NMFCQ is located on the NASD Regulation, Inc. (NASD RegulationSM) Web Site at www.nasdr.com/2695.htm. Questions concerning this Notice may be directed to the CRD/PD Gateway Call Center, at (301) 869-6699; or to Bruce Spates, Assistant Director, Internet and Investor Education, NASD Regulation, at (301) 721-1149.
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