NASD Notice to Members 00-01 - January 2000

1999-2000 Renewal Rosters and Final Adjusted Statements

Executive Summary

The 1999-2000 renewal cycle for the National Association of Securities Dealers, Inc. (NASD®) broker/dealer and agent registration begins its second phase January 2000. The NASD is issuing this Notice to help members review, reconcile, and respond to the Final Adjusted Statements and rosters that will be available on Web CRDSM by January 24, 2000.


Questions regarding this Notice may be directed to the CRD/PD Gateway Call Center at (301) 869-6699.