NASD Notice to Members 01-77

Trade Date—Settlement Date Schedule for Veterans' Day, Thanksgiving, Christmas, and New Year's Day

Executive Summary

The schedule of trade dates-settlement dates below reflects the observance of the financial community of Veterans’ Day, Monday, November 12, 2001, and Thanksgiving Day, Thursday, November 22, 2001. On Monday, November 12 The Nasdaq Stock Market and the securities exchanges will be open for trading. However, it will not be a settlement date because many of the nation’s banking institutions will be closed in observance of Veterans’ Day. All securities markets will be closed on Thursday, November 22, 2001, in observance of Thanksgiving Day.