NASD Notice to Members 01-60 - September 2001

New Requirements for Electronic Blue Sheets Submissions

Executive Summary

This Notice to Members discusses new uniform provisions regarding the automated reporting requirement for Electronic Blue Sheets (EBS).

 

Questions concerning this Notice may be directed to:

 

Amex
Eric Miller (212) 306-1552

 

BSE
Brian Colby (617) 235-2158

 

CBOE
Pat Sizemore (312) 786-7752

 

CHX
Dan Liberti (312) 663-2057

 

CSE
Jeffrey T. Brown (312) 786-8893

 

ISE
James Sampson (212) 897-0235

 

NASDR
Jim Dolan (240) 386-5007

 

NYSE
Aldo Martinez (212) 656-8532

 

PCX
Tim Miller (415) 835-4848

 

PHLX
Edward Deitzel (215) 496-5298