NASD Notice to Members 01-02 - January 2001

2001 Renewal Rosters and Final Renewal Statements

Executive Summary

The 2001 Renewal Program for the National Association of Securities Dealers, Inc. (NASD®) broker/dealer and agent registration began its second phase this month. The NASD is issuing this Notice to help members review, reconcile, and respond to the Final Renewal Statements and Rosters that are available on Web CRD. The NASD began generating Final Renewal Rosters on January 2, 2001. All rosters will be available no later than January 22, 2001.

 

Final Renewal Statements became available on January 2, 2001.

 

Questions regarding this Notice may be directed to the CRD/Public Disclosure (CRD/PD) Gateway Call Center at (301) 869-6699.